Enhanced Watchlist Profiles ensures effective risk and compliance screening and filtering. The profiles vary depending on factors influencing the transaction, for example, country of residence, overseas corporate structures and risk-based policies.
There are three Watchlist Profiles available. Select the profile that suits your client business risk, depending on where you trade and your regulatory commitments:
The level of screening applied depends on the Watchlist Profile selected:
GLOBAL |
UK PLUS |
UK STANDARD |
|
Sanction List |
UN & International European North American Global |
UN & International European North American |
UN & International European |
Politically Exposed Persons |
High Risk Standard Risk |
High Risk Standard Risk |
High Risk Standard Risk |
Relative and Close Associates |
High Risk Standard Risk |
High Risk Standard Risk |
High Risk Standard Risk |
Special Interest Persons and Entities |
High Risk Standard Risk |
High Risk Standard Risk |